Posté le 09/05/2012 Compliance Officer chez Huxley Associates Luxembourg
- Métier Middle Office
- Type de contrat CDI
My client is a domiciliation company located in Luxembourg and present in many countries.
Would you like to join an international environment in which you will have future perspectives?
Would you like to become Compliance Manager? Would you like to be the Master in their compliance department? If yes, this is the job for YOU!!!
Your Responsibilities:
- Identify and assess the compliance risks associated with my client’s current and proposed future business activities, including new products, new business relationships and any extension of operations or network on an international level ;
- Identify and keep an inventory available to all staff of essential laws and regulation pertinent to the company;
- Advise management on the applicable laws, regulation, rules and standards and inform them about any developments in these areas;
- Establish written guidelines to staff and service providers on the appropriate implementation of the laws, regulation, rules and standards through policies and procedures (Compliance manual, code of conduct);
- Assess the appropriateness of internal policies, procedures and guidelines, ensure a follow-up of any identified deficiencies, make recommendations for amendments, where necessary, and supervise the implementation of corrective measures to mitigate the identified deficiencies;
- Monitor Compliance with internal policies, procedures and guidelines by performing compliance risk assessments and testing; report the results on a regular basis and promptly where deemed necessary to executive management and, if necessary, the Board of Directors;
- Centralise all information on compliance-related issues;
- Educate staff formally or informally with respect to compliance with the applicable laws, rules and standards and act as advisor on compliance queries from staff members;
Liaise with relevant external bodies and regulators on compliance matters; exercise any specific legal responsibilities such as reporting suspicious transactions related to
AML/CTF;
- Establish and/or supervise appropriate compliance checks and controls (level 3 internal controls as defined in CSSF circular 98/143);
- Preparation of annual review of CAD files planning and presentation to management;
- Regular meetings with management;
- Monitoring of open KYC items;
- Monthly reporting to Amsterdam
Your profile:
- University degree in Law, economics and/or finance;
- 5 to 10 years of professional experience in a similar position;
- Excellent commands in English (speaking and writing). Other European languages would be considered as an asset;
- Excellent communication skills, interpersonal, good in creating strong relationships;
- Ability to work in team as well as independently;
Your Offer:
- A very attractive salary (depending on your experience)
- Bonus
- Meal vouchers
- Sympass Card
- Corporate package (agreement with banks for interest rate)
Pour postuler
If you are interested in this opportunity, please send me your application at a.goyens@huxley.com or contact me at the following number: +352.20.88.01.03 and ask Alexandre Goyens.
Huxley Associates is an international recruitment consultancy operating in Europe, North America, South America, the Middle East, Asia and Australia.
We provide bespoke recruitment services to the following sectors:
- Banking & Finance
- Banking Technology
- IT
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